Vacancy Information
| Reference ID | 199391 | ||
|---|---|---|---|
| Job title | Compliance Administrator | Number Required | 1 |
| Firm | Search and Select Recruitment Agency | Hours | Full Time |
| Address | 1 Upper Church St | Duration | Permanent |
| Contact | Search and Select Recruitment Agency | Salary | To be advised |
| Tel No | End Date | 08 May 2024 | |
| Number Required | 1 | ||
| Hours | Full Time | ||
| Duration | Permanent | ||
| Salary | To be advised | ||
| End Date | 08 May 2024 | ||
| Notes | Our client seeks a Compliance Administrator to join their team. Role Profile: You will undertake a range of tasks and duties to help the company fulfil its regulatory obligations and promote a compliance culture within the business. Key Responsibilities: Undertaking initial money laundering/terrorist financing risk assessments for new business; Undertaking ongoing money laundering/terrorist financing risk assessments as may be required; Ensuring client due diligence is in line with internal policies; Maintenance of risk and compliance information in Auxilium (database); Ensuring structure charts for entities are correct and up to date; Maintenance of the Assets under Management register; Undertaking company and trust reviews in accordance with the review programme; Maintenance of the company and trust review programme and any action points arising, and providing Senior Management with weekly reports of outstanding action points; Maintenance of training/CPD records; Circulating and collating monthly compliance confirmations from staff; Responding to staff queries regarding compliance/due diligence; Assisting the Compliance Manager with ad hoc compliance projects; Experience with RDC or equivalent would be useful; Assisting with New Business processes; Key Skills and Experience1-2 years relevant experience. Good organisation and control of own workflow. Understanding of the importance of and application of strong Corporate Governance. Initiative-taking and can work under pressure. A practical understanding and application of high-quality client service delivery. Good verbal, written communication, and people skills, with the ability to present concepts in a clear and concise manner. The ability to deal with clients and professional advisors thereby showing a commitment to providing a quality service. Able to work on own initiative and to be highly disciplined. Working towards a professional qualification/experience, would be advantageous, but not essential. If you have the required skills please apply online at searchandselect.com quoting reference number: 14587 | ||
- Signposts - DESC Careers information, advice and guidance
- Request an appointment with an advisor
- Employment Agencies
- Government Vacancies
- Submit a vacancy to the JobCentre
The JobCentre takes steps to monitor the accuracy and legality of all vacancies placed on our website, however the JobCentre cannot accept any responsibility or liability for the content of vacancies which employers place with us. If you have concerns about any positions advertised on this site please contact the employer, notifying us that you have done so.