Vacancy Information

Reference ID 180619
Job title Operational Risk & Control Team Manager Number Required 1
Firm Search and Select Recruitment Agency Hours Full Time
Address 1 Upper Church St Duration Permanent
Contact Search and Select Recruitment Agency Salary To be advised
Tel No End Date 24 January 2023
Number Required 1
Hours Full Time
Duration Permanent
Salary To be advised
End Date 24 January 2023
Notes Our client seeks an Operational Risk & Control Team Manager to join their team. Role: The Client Services Operational Risk & Control Team provides support to the Client Services and other first line operational teams in managing operational risks effectively, improving the control environment and overall service to our clients and advisers including Anti-Money Laundering technical support, complaints handling and business retention. The purpose of this role is to manage the team focussed on operational risk management. Key Responsibilities: Provide oversight and challenge to the Business to ensure that controls are being managed within stated risk appetite and support the provision of effective, efficient and consistent oversight, challenge advice and assurance in line with strategy, policy and standards for the management of risk. Support the ongoing development and embedding of the business risk strategy and associated risk appetite. Throughout the oversight process, proactively, positively, and constructively engage with stakeholders at all levels to promote a risk-aware culture, and to establish, foster, and maintain strong working relationships. Multiskilled to support team members to deliver the team plan in relation to Risk Management, Adviser Monitoring & Data Protection. Conduct Assurance Reviews, control testing, root cause analysis, and other ad hoc investigations as required, to provide a level of assurance to Senior and Executive Management on the strength of the control environment and effectiveness of management of key risks. Provide Specialist support in relation to Operational Risk policies, standards and processes. Manage the Operational Risk register ensuring all open risks are identified, recorded and escalated appropriately with mitigation or risk acceptance in place. Oversee completion of management and audit actions for Client Services, providing management assurance on action completion. Key Skills & Experience: Ability to work to tight deadlines. Ability to work well individually and as part of a team. Strong communication, influencing, numeracy, and literacy skills, Financial Services Industry, particularly operational / client service experience. Experience of managing and leading diverse teams. Experience of designing or operating operational risk management processes and procedures. Experience of designing and producing management information and reporting to levels up to Executive Committee / Boards. Has a good understanding of the market and industry. Has awareness of all relevant regulatory bodies and associated principles. PC literate, in particular MS Office applications5 GCSE Grade B or above to include Maths and English and/or NVQ Level 1 or equivalent Desirable: Institute of Risk Management or International Compliance Association qualification. Educated to degree level or equivalent experience If you have the required skills please apply online at quoting reference number: 12138

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