Vacancy Information

Reference ID 168446
Job title Senior Administrator - Compliance & Risk Number Required 1
Firm Search and Select Recruitment Agency Hours Full Time
Address 1 Upper Church St Duration Permanent
Contact Salary To be advised
Tel No End Date 20 January 2023
Number Required 1
Hours Full Time
Duration Permanent
Salary To be advised
End Date 20 January 2023
Notes Our client seeks a Senior Administrator - Compliance & Risk to join their team. Role: To provide day to day compliance administration support to the Client Services and Fund teams, including CDD reviews. Key Responsibilities:Assist client facing teams in determining CDD requirements and reviewing CDD.Refer non-standard CDD issues to the Compliance Manager for review.Undertake client file reviews to ensure compliance with requirements.Assist with preparation of regulatory returns.Assist with reviewing new advertising/promotional material for adherence to applicable regulations.Assist with reviewing Fund Governance, Scheme Particulars / Offering Documents for adherence to applicable regulations.Assist with Intermediary/Fund broker appointment process and review ongoing Intermediary/broker arrangements.Help promote an effective Compliance and Risk Awareness culture. Key Skills & Experience:Educated to Degree level.Previous experience of working in a similar regulatory environment.Experience of fiduciary and funds service operations.Experience of compliance, risk and/or internal audit operations.Understanding of regulatory regimes.Ability to produce quality work to strict deadlines.Technical knowledge of fiduciary structures.Technical knowledge of Funds.Demonstrable robust communication skills.Accurately complete administrative and technical work.Self motivated with a structured approach to work.Identify and analyse problems by interpreting data available.A team player with ability to communicate with all levels.Already hold or be working towards a relevant qualification, i.e. ICA, Governance, Compliance qualification (desirable)Language skills in French or Italian would be an advantage. If you have the required skills please apply online at quoting reference number: 11194

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