Vacancy Information

Reference ID 168446
Job title Senior Administrator - Compliance & Risk Number Required 1
Firm Search and Select Recruitment Agency Hours Full Time
Address 1 Upper Church St Duration Permanent
Contact Salary To be advised
Tel No End Date 20 January 2023
Number Required 1
Hours Full Time
Duration Permanent
Salary To be advised
End Date 20 January 2023
Notes Our client seeks a Senior Administrator - Compliance & Risk to join their team. Role: To provide day to day compliance administration support to the Client Services and Fund teams, including CDD reviews. Key Responsibilities:Assist client facing teams in determining CDD requirements and reviewing CDD.Refer non-standard CDD issues to the Compliance Manager for review.Undertake client file reviews to ensure compliance with requirements.Assist with preparation of regulatory returns.Assist with reviewing new advertising/promotional material for adherence to applicable regulations.Assist with reviewing Fund Governance, Scheme Particulars / Offering Documents for adherence to applicable regulations.Assist with Intermediary/Fund broker appointment process and review ongoing Intermediary/broker arrangements.Help promote an effective Compliance and Risk Awareness culture. Key Skills & Experience:Educated to Degree level.Previous experience of working in a similar regulatory environment.Experience of fiduciary and funds service operations.Experience of compliance, risk and/or internal audit operations.Understanding of regulatory regimes.Ability to produce quality work to strict deadlines.Technical knowledge of fiduciary structures.Technical knowledge of Funds.Demonstrable robust communication skills.Accurately complete administrative and technical work.Self motivated with a structured approach to work.Identify and analyse problems by interpreting data available.A team player with ability to communicate with all levels.Already hold or be working towards a relevant qualification, i.e. ICA, Governance, Compliance qualification (desirable)Language skills in French or Italian would be an advantage. If you have the required skills please apply online at searchandselect.com quoting reference number: 11194

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